Private Security Offerings and Securities Compliance

Affinity Law Group can assist you with raising capital with private security offerings. We provide expertise in compliance with both federal and state securities laws including the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisors Act of 1940, and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The undertaking of raising capital through private placements can be a minefield for the inexperienced business owner. Our attorneys can help smooth the process, providing you with the confidence that your offering is the most efficient and economic choice for your business, as well as the confidence that the complicated laws that pertain to private security offerings are carefully applied.

We are accomplished in Regulation D “Safe Harbor” federal laws, and can assist you in using the Rule 504, Rule 505, or Rule 506 exemptions to the 1933 Securities Act to fund your company with a minimum of difficulty. We are also well-versed in Missouri Uniform Securities Act, its “Blue Sky” law, and its requirements.

Affinity Law Group attorneys with this focus area:

Brad Crandall
Bob Guest
Andrew Rushing
Matthew Wilson